東華大學圖書館 |

Language: English

Help

回圖書館首頁

手機版館藏查詢

Back

Switch To: Labeled | MARC Mode | ISBD

Controls, procedures, and risk

Loader, David.

Linked to FindBook

Google Book

Amazon

博客來

Controls, procedures, and risk

Record Type:	Language materials, printed : Monograph/item
Title/Author:	Controls, procedures, and risk/ David Loader.
Author:	Loader, David.
Published:	Burlington, MA :Butterworth-Heinemann, : 2002.,
Description:	xii, 168 p. :ill. ;24 cm.
Notes:	Includes index.
[NT 15003449]:	Preface; "Against the Gods"; Operations and operational controls; An introduction to operations and operational risk; Role of operations in managing risk; Developing controls; Mapping risk; Measuring risk and the effect of controls; Procedures; Industry initiatives; The future; Appendices.
Subject:	Financial services industry - Management. -
Online resource:	http://www.sciencedirect.com/science/book/9780750654869An electronic book accessible through the World Wide Web; click for information
ISBN:	0750654864

Controls, procedures, and risk
Loader, David.

Controls, procedures, and risk[electronic resource] /David Loader. - Burlington, MA :Butterworth-Heinemann,2002. - xii, 168 p. :ill. ;24 cm. - Operations management series. - Operations management series (Securities Institute).

Includes index.

Preface; "Against the Gods"; Operations and operational controls; An introduction to operations and operational risk; Role of operations in managing risk; Developing controls; Mapping risk; Measuring risk and the effect of controls; Procedures; Industry initiatives; The future; Appendices.

'Controls, Procedures and Risk' covers the skills and procedures needed to enable the monitoring and managing of risk and the authors focus on procedures design, implementation and documentation. Considerable emphasis is also given to the key controls and the importance of control functions, audit and risk management groups and policy. Case studies are used to effectively demonstrate 'success' and 'failure'. In the financial services industry risk is a constant threat to organizations of all sizes and to the markets themselves. Many industry 'events' have shown how dangerous it is when a business operates in an uncontrolled way, particularly when the lack of control was not evident to the management of the business until it was too late. Controls, procedures and risk are occupying more and more management time. The responsibility to manage the risks lies with the whole operations team. If it is successful in fulfilling this role the overall risk of the business is reduced, if it is not successful the consequences may be severe. In this book the author has deliberately focussed on the practical side of risk, controls and procedures, rather than analyse the Basel Capital Accord and the capital requirements etc.(however, the Accord and updates are contained in the Appendices). Operations teams need to be aware of risk but not overwhelmed by it. Risk management within, and by, the operations function is the focus of this book. From day-to-day risk to wider risk implications the operations function is reviewed to show the sources and implications of risk situations. The definitive series of professional references for those finance professionals concerned with "Back office" or operations management unique to this industry.Presents concise references on the essential management functions such as technology, client services, and risk management for financial operations management professionals.A comprehensive resource from a leading financial management consultant for global banks and institutions.

Electronic reproduction.
Amsterdam :
Elsevier Science & Technology,
2008.

Mode of access: World Wide Web.

ISBN: 0750654864

Source: 95293:95292Elsevier Science & Technologyhttp://www.sciencedirect.comSubjects--Topical Terms:

721927
Financial services industry
--Management.Index Terms--Genre/Form:

542853
Electronic books.

LC Class. No.: HG173 / .L628 2002eb

Dewey Class. No.: 332.1/068/1

Controls, procedures, and risk
LDR:03634cam 2200337 a 45 001 892913
003 OCoLC
005 20101126
006 m d
007 cr cn|||||||||
008 101126s2002 paua o 001 0 eng d
020 $a 0750654864
020 $a 9780750654869
029 1 $a AU@ $b 000043178611
029 1 $a NZ1 $b 12468611
035 $a (OCoLC)213298506
035 $a ocn213298506
037 $a 95293:95292 $b Elsevier Science & Technology $n http://www.sciencedirect.com
040 $a OPELS $c OPELS $d OPELS
049 $a TEFA
050 1 4 $a HG173 $b .L628 2002eb
082 0 4 $a 332.1/068/1 $2 22
100 1 $a Loader, David. $3 814774
245 1 0 $a Controls, procedures, and risk $h [electronic resource] / $c David Loader.
260 $a Burlington, MA : $c 2002. $b Butterworth-Heinemann,
300 $a xii, 168 p. : $b ill. ; $c 24 cm.
490 1 $a Operations management series
500 $a Includes index.
505 0 $a Preface; "Against the Gods"; Operations and operational controls; An introduction to operations and operational risk; Role of operations in managing risk; Developing controls; Mapping risk; Measuring risk and the effect of controls; Procedures; Industry initiatives; The future; Appendices.
520 $a 'Controls, Procedures and Risk' covers the skills and procedures needed to enable the monitoring and managing of risk and the authors focus on procedures design, implementation and documentation. Considerable emphasis is also given to the key controls and the importance of control functions, audit and risk management groups and policy. Case studies are used to effectively demonstrate 'success' and 'failure'. In the financial services industry risk is a constant threat to organizations of all sizes and to the markets themselves. Many industry 'events' have shown how dangerous it is when a business operates in an uncontrolled way, particularly when the lack of control was not evident to the management of the business until it was too late. Controls, procedures and risk are occupying more and more management time. The responsibility to manage the risks lies with the whole operations team. If it is successful in fulfilling this role the overall risk of the business is reduced, if it is not successful the consequences may be severe. In this book the author has deliberately focussed on the practical side of risk, controls and procedures, rather than analyse the Basel Capital Accord and the capital requirements etc.(however, the Accord and updates are contained in the Appendices). Operations teams need to be aware of risk but not overwhelmed by it. Risk management within, and by, the operations function is the focus of this book. From day-to-day risk to wider risk implications the operations function is reviewed to show the sources and implications of risk situations. The definitive series of professional references for those finance professionals concerned with "Back office" or operations management unique to this industry.Presents concise references on the essential management functions such as technology, client services, and risk management for financial operations management professionals.A comprehensive resource from a leading financial management consultant for global banks and institutions.
533 $a Electronic reproduction. $b Amsterdam : $c Elsevier Science & Technology, $d 2008. $n Mode of access: World Wide Web. $n System requirements: Web browser. $n Title from title screen (viewed on Mar. 10, 2008). $n Access may be restricted to users at subscribing institutions.
650 0 $a Financial services industry $x Management. $3 721927
650 0 $a Risk management. $3 540477
655 7 $a Electronic books. $2 lcsh $3 542853
710 2 $a ScienceDirect (Online service) $3 848416
830 0 $a Operations management series (Securities Institute) $3 874968
856 4 0 $3 ScienceDirect $u http://www.sciencedirect.com/science/book/9780750654869 $z An electronic book accessible through the World Wide Web; click for information
994 $a C0 $b TEF