東華大學圖書館 |

Language: English

Help

回圖書館首頁

手機版館藏查詢

Back

Switch To: Labeled | MARC Mode | ISBD

Strategies of financial regulation =...

Kim, Junghoon.

Linked to FindBook

Google Book

Amazon

博客來

Strategies of financial regulation = divergent approaches in conduct of business regulation of mis-selling in the UK and South Korea /

Record Type:	Electronic resources : Monograph/item
Title/Author:	Strategies of financial regulation/ by Junghoon Kim.
Reminder of title:	divergent approaches in conduct of business regulation of mis-selling in the UK and South Korea /
Author:	Kim, Junghoon.
Published:	Singapore :Springer Singapore : : 2020.,
Description:	xix, 363 p. :ill., digital ;24 cm.
[NT 15003449]:	1. Introduction and Research Framework -- 2. Rule-Making of COB -- 3. Public Enforcement of COB -- 4. Private Enforcement of COB -- 5. Lessons and Recommendation.
Contained By:	Springer Nature eBook
Subject:	Business enterprises - Finance -
Online resource:	https://doi.org/10.1007/978-981-15-7329-3
ISBN:	9789811573293

Strategies of financial regulation = divergent approaches in conduct of business regulation of mis-selling in the UK and South Korea /
Kim, Junghoon.

Strategies of financial regulationdivergent approaches in conduct of business regulation of mis-selling in the UK and South Korea /[electronic resource] :by Junghoon Kim. - Singapore :Springer Singapore :2020. - xix, 363 p. :ill., digital ;24 cm.

1. Introduction and Research Framework -- 2. Rule-Making of COB -- 3. Public Enforcement of COB -- 4. Private Enforcement of COB -- 5. Lessons and Recommendation.

This book explores financial regulation, particularly regulation on misselling of over-the-counter derivatives, which has been a pressing issue in many jurisdictions since the 1990s. To do so it applies the accumulated theories of comparative law and regulations to conduct of business regulation to analyze the causes of regulatory failure and to suggest measures for improvement. Despite regular misselling disputes in over-the-counter-derivative transactions, there is a significant lack of comparative law research on financial regulation and almost none focusing on conduct of business regulation. This process also allows the validity of existing regulatory theories to be tested. The book makes a significant contribution to the academic literature in jurisdictions where the failure of the conduct of business regulations and the causes have not been sufficiently been analyzed. Junghoon Kim has been the Senior Examiner, for the Financial Supervisory Service (FSS) Korea (a governmental organization that supervises and examines financial institutions, regulates the capital market and protects financial consumers and investors) since 2007. From 2002 to 2006, he was a manager at KPMG (Global Accounting & Advisory Firm) and was involved in Basel II implementation projects in major Korean commercial banks.

ISBN: 9789811573293

Standard No.: 10.1007/978-981-15-7329-3doiSubjects--Topical Terms:

3528568
Business enterprises
--Finance

LC Class. No.: K1301

Dewey Class. No.: 346.07

Strategies of financial regulation = divergent approaches in conduct of business regulation of mis-selling in the UK and South Korea /
LDR:02527nmm a2200325 a 4500 001 2257434
003 DE-He213
005 20210317165348.0
006 m d
007 cr nn 008maaau
008 220420s2020 si s 0 eng d
020 $a 9789811573293 $q (electronic bk.)
020 $a 9789811573286 $q (paper)
024 7 $a 10.1007/978-981-15-7329-3 $2 doi
035 $a 978-981-15-7329-3
040 $a GP $c GP
041 0 $a eng
050 4 $a K1301
072 7 $a KFFH $2 bicssc
072 7 $a BUS017000 $2 bisacsh
072 7 $a KFFH $2 thema
082 0 4 $a 346.07 $2 23
090 $a K1301 $b .K49 2020
100 1 $a Kim, Junghoon. $3 3528567
245 1 0 $a Strategies of financial regulation $h [electronic resource] : $b divergent approaches in conduct of business regulation of mis-selling in the UK and South Korea / $c by Junghoon Kim.
260 $a Singapore : $b Springer Singapore : $b Imprint: Palgrave Macmillan, $c 2020.
300 $a xix, 363 p. : $b ill., digital ; $c 24 cm.
505 0 $a 1. Introduction and Research Framework -- 2. Rule-Making of COB -- 3. Public Enforcement of COB -- 4. Private Enforcement of COB -- 5. Lessons and Recommendation.
520 $a This book explores financial regulation, particularly regulation on misselling of over-the-counter derivatives, which has been a pressing issue in many jurisdictions since the 1990s. To do so it applies the accumulated theories of comparative law and regulations to conduct of business regulation to analyze the causes of regulatory failure and to suggest measures for improvement. Despite regular misselling disputes in over-the-counter-derivative transactions, there is a significant lack of comparative law research on financial regulation and almost none focusing on conduct of business regulation. This process also allows the validity of existing regulatory theories to be tested. The book makes a significant contribution to the academic literature in jurisdictions where the failure of the conduct of business regulations and the causes have not been sufficiently been analyzed. Junghoon Kim has been the Senior Examiner, for the Financial Supervisory Service (FSS) Korea (a governmental organization that supervises and examines financial institutions, regulates the capital market and protects financial consumers and investors) since 2007. From 2002 to 2006, he was a manager at KPMG (Global Accounting & Advisory Firm) and was involved in Basel II implementation projects in major Korean commercial banks.
650 0 $a Business enterprises $x Finance $x Law and legislation. $3 3528568
650 0 $a Commercial law. $3 613482
650 0 $a Investment banking. $3 655913
650 0 $a Securities. $3 578029
650 0 $a Consumer protection $x Law and legislation. $3 910513
650 1 4 $a Business Finance. $3 2162280
650 2 4 $a Business Law. $3 3166633
650 2 4 $a Investments and Securities. $3 2181990
710 2 $a SpringerLink (Online service) $3 836513
773 0 $t Springer Nature eBook
856 4 0 $u https://doi.org/10.1007/978-981-15-7329-3
950 $a Business and Management (SpringerNature-41169)